CIS SUPERVISION ANALYST – Securities and Exchange Commission of Zimbabwe 78 views

Key Responsibilities

• Drafting prudential risk-based supervision policies, manuals, and regulatory frameworks for CIS and asset management in line with market trends.
• Conducting market supervision activities and inspection programs to ensure regulatory compliance.
• Drafting prudential inspection reports and recommending appropriate enforcement actions.
• Assessing licensees’ risk profiles, internal control systems.
• Assess licensees’ risk policies and procedures in terms of their adequacy and alignment to the SECZ and market standards
• Conducting stress tests and drafting comprehensive risk assessment reports.
• Designing training materials and conducting training sessions for CIS and asset managers.
• Conducting investigations into market abuse cases and investor complaints.
• Drafting and issuing corrective measures and orders based on licensee risk profiles.
• Proposing strategies to detect market malpractices and securities law breaches.

Requirements

• Bachelor’s degree in Commerce (Accounting, Banking and Finance, Financial Engineering) Risk Management, Statistics, or a related field.
• At least two (2) years of relevant experience in financial services, capital markets, or risk management.
• Sound knowledge of prudential supervision, market conduct, and regulatory frameworks.
• Strong analytical and risk assessment skills.
• Excellent report writing and policy drafting abilities.
• Sound understanding of financial markets and regulatory frameworks.
• Ability to interpret and apply securities laws and regulations.
• High level of integrity and attention to detail.

How to Apply

Application letters with C.V.s to be e-mailed to [email protected] with the position being applied for clearly stated in the email subject. These should reach us NOT LATER THAN 20 JANUARY 2026.