REGULATORY COMPLIANCE OFFICER -AFC 94 views

VACANCY 

ROLE PROFILE

Reporting to the Compliance Manager, the Regulatory Compliance Officer will be responsible for assisting management in maintaining a culture of compliance across the business by ensuring that legislative and regulatory compliance requirements affecting conduct of business activities are implemented and adhered to.

Duties and Responsibilities

• Assisting in the development of the legal and regulatory compliance risk management framework.

• Assisting in the development of compliance risk management and monitoring plans.

• Regulatory compliance reporting.

• Developing Regulatory Compliance Training Program and conducting training.

• Developing and reviewing Compliance policies and procedure manuals.

• Providing advice and awareness in relation to regulatory issues affecting the Bank

Job Skills and Competencies o Processes and procedures writing experience.

• Strong analytical ability and understanding of laws and regulations
•  Proactive and reactive thinking.
•  Communication and presentation skills both oral and written.
•  Attention to detail and time management.

Qualifications and Experience

• 6 A Bachelor of Laws Honours Degree.
•  Diploma in Compliance and relevant professional certifications such as Certified Anti Money laundering Specialist or
• Certified Compliance Professional or Certified Global Sanctions Specialist would be preferred.
•  At least 2 years’ compliance experience in the financial services sector preferably in relation to regulatory compliance.
•  A clean class 4 Drivers License.