Internal Audit Manager 157 views

The Internal Audit Manager is responsible for planning, executing and reporting on operational, financial, regulatory, and compliance related audits/reviews of ACL. A secondary role is to provide advice on internal control to ACL management, including responding to questions on risk management techniques.

Duties And Responsibilities

• Plans financial, regulatory, compliance or operational

reviews/audits.

• Coordinates work with Risk & Compliance and other

control-related activities.

• Conducts risk assessments and identifies controls in place

to mitigate identified risks.

• Performs audit procedures to verify that controls are

operating through testing and interviewing techniques.

• Analyses and concludes on effectiveness and efficiency of

control environment.

• Identifies control gaps and opportunities for improvement.

• Documents the results of audit work in accordance with

audit department and the Institute of Internal Auditors (IIA)

standards.

• Prepares timely audit reports for executive management,

the Audit Committee and the Board of Directors.

• Assess, evaluate and promote compliance to internal ACL

policies.

• Contributes, as appropriate, in the year-end financial audit

with the external auditor.

• Provides advice on internal control and participates in

enhancing internal audit standards and practices within

ACL.

• Researches new or technical subjects when required to

support audits (e.g. Basel III, market risk, financial

instruments, etc.)